Summary
We are currently working on a very interesting role of a Conducting Officer for Compliance with a newly established AIFM in Luxembourg operating globally in the private equity, real assets and credit investment funds markets. The primary function of the role is to lead the Compliance, AML and Delegation Oversight.
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This is a very exciting job opportunity for the right candidate who would like to build the operational model, lead and shape a new service.The Conducting Officer will be a key member of the AIFM Senior Management and wider Luxembourg leadership team.
Key responsibilities
- Design and develop mandatory policies, procedures and processes to deliver appropriate and effective control framework of the AIFM and the AIFs
- Oversee the compliance monitoring plan and ensure that the regulatory requirements to the CSSF are met
- Act as RC for the AIFM and AIFs where relevant
- Ensure compliance with statutory and regulatory filing deadlines
- Conduct CSSF filings and general liaising with the CSSF on compliance and AML related matters
- Undertake a regular compliance monitoring (risk-based approach) and compliance risk assessment
- Ensure that regulatory compliance risk is taken into account in the day-to-day operations of the AIFM
Key requirements
- University degree in legal, finance, business or compliance, and/or other professional qualifications relevant to the role
- 7+ years’ experience in compliance and AML/CFT with a focus on alternative investment funds and alternative investment strategies
- Excellent knowledge of the Luxembourg AIFM Legal & Regulatory environment
- Management experience and some operational experience preferred
- Prior Conducting Officer experience (including knowledge of the firm application process for the CSSF)
- Organised working method and solution-oriented attitude required
- Strong attention to detail and accountability for delivery
- Ability to take initiative and work collaboratively with colleagues at all levels in the wider group in different jurisdictions
- Excellent communication skills
- Fluency in written and spoken English
Job advantages
- Working in a dynamic international team
- Opportunity to build up policies from scratch
- Competitive salary package
- Challenging and rewarding role but with a good work-life balance
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